Compliance evidence pack: AI agent prompt
Gather documentation for a review, like Deutsche Bank's third-party-risk agent.
Legal & ComplianceComplianceintermediateThe prompt
I need to prepare a [vendor/security/regulatory] review for [vendor or process]. List the evidence needed, check these documents [paste] against it, and show what's missing in a table.
How to use it
- Copy the prompt above.
- Replace every [bracket] with your own details (or fill in the blanks on AgentPlaybook Real Estate, which remembers your answers for the next prompt).
- Paste it into ChatGPT, Claude, Gemini and review the answer before you use it.
Works with: ChatGPT, Claude, Gemini, ChatGPT Deep Research, Perplexity, Gemini Deep Research
Real-world example: thebriefscript.com/enterprise-ai-agents/
Featured in: AI prompts for law firms and legal teams
Before you use it: what to check
Check yourself
- Anything legal, tax or compliance-related is a first draft for a qualified person to check. It is not professional advice, and clause references and deadlines must be checked against the source.
- Remove names, contact details, account numbers and other personal data the task doesn't need before you paste, and check your AI tool's data and training settings.
- Check names, dates, numbers and any claim against your own source material before you use the answer. AI can misread or invent details.
Using an AI agent? Download this prompt as a SKILL.md agent skill with these checks built in, or get the .zip for Claude.ai. How to install skills.
Want to make this prompt even better? Grade it with the free prompt grader or build your own with the AI prompt generator.
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